Workflow 01 — Decision Governance
Regulatory Compliance.
Owned, time-bound resolution of every compliance exception, finding, and regulatory obligation.
The shared decision anatomy
Every Decision Governance Workflow follows the same five-step structure. The Regulatory Compliance workflow uses it like this:
- Signal. MRA finding from a regulatory exam, or a new obligation triggered by a rule change.
- Owner. Director of Compliance, with named delegates by domain.
- Decision. How the finding will be remediated, by whom, with what evidence, and on what timeline.
- Action. Remediation plan executed; evidence captured at each step; status visible to executive and board.
- Outcome. Finding closed with a defensible record. The next examiner sees the file before they ask.
01
Signal
02
Owner
03
Decision
04
Action
05
Outcome
Apex linkage
Strategic & Board Decisions inherit operational evidence from this workflow. Decisions made in Regulatory Compliance flow upward to the apex layer automatically, so a board-level capital, risk-appetite, or strategic-plan decision ties back to the operational record beneath it.
How to start
Per-workflow subscription is the entry point. Subscribe to the Regulatory Compliance workflow at $149/mo and onboard in days, not weeks. For multi-workflow scope or apex linkage, talk to us about the Risk Bundle or Enterprise tier.